Chantel S. Lineberry
Compliance Director, Regional banking
Pittsburgh, PA · (412) 555 0100 · name@example.com · linkedin.com/in/chantelslineberry
Key Qualifications
EXPERIENCE
Nineteen years in banking compliance with twelve years leading teams
INDUSTRIES
Regional banking, mortgage lending, wealth and trust services
SPECIALTIES
Program governance, financial crimes oversight, fair lending, examination management
SYSTEMS
Verafin, Archer, Encompass, Tableau
CREDENTIALS
Certified Regulatory Compliance Manager and Certified Anti Money Laundering Specialist
TEAM
Fourteen staff across consumer compliance, financial crimes and testing
EDUCATION
Master of Business Administration, Duquesne University
Executive Summary
Compliance director for a bank holding company with 6.2 billion dollars in assets, accountable for consumer compliance, the Bank Secrecy Act program and fair lending. Nineteen years in banking, the last twelve leading teams. Reports to the audit committee four times a year and has taken the bank through five examinations.
Signature Achievements
- Led the bank through five regulatory examinations with no enforcement action and two findings total.
- Rebuilt the compliance management system and cut open issues from 96 to 21 in eighteen months.
- Grew the financial crimes team from four to nine and reduced case cycle time by eleven days.
- Delivered a fair lending analysis that changed pricing discretion policy across 51 branches.
- Held the compliance budget flat at 2.4 million dollars while absorbing two acquisitions.
- Replaced three monitoring vendors with one platform and saved 210,000 dollars a year.
Professional Experience
Compliance Director
Allegheny Summit Financial Group, Pittsburgh, PA 2019 to present
Head of compliance for a bank holding company with 51 branches, 6.2 billion dollars in assets and a team of fourteen.
- Owns the compliance management system, risk assessment and annual monitoring plan.
- Oversees the Bank Secrecy Act program including monitoring, filings and independent testing.
- Reports program results, issues and regulatory change to the audit committee each quarter.
- Manages examinations and the response letters that follow, including remediation commitments.
- Sets the compliance budget, hires the leadership team and approves the training curriculum.
Compliance Manager
Monongahela Heritage Bank, Greensburg, PA 2014 to 2019
Manager of a six person team covering consumer compliance at a bank with 24 branches.
- Directed monitoring reviews across lending, deposit and servicing operations.
- Built the regulatory change process that assigned every new rule an owner and a date.
- Presented compliance results to the management risk committee each month.
- Managed two examinations and wrote the response letters that closed both.
Senior Compliance Analyst
Keystone Ridge Savings, Altoona, PA 2009 to 2014
Senior analyst covering lending compliance testing at a savings institution with nine branches.
- Tested mortgage and consumer loan files against federal disclosure requirements.
- Prepared the mortgage application data submission each year.
- Wrote monitoring procedures for flood insurance and escrow requirements.
Branch Operations Supervisor
Laurel Highlands Bank, Johnstown, PA 2007 to 2009
Supervisor of a six person branch team handling deposit operations and consumer account servicing.
- Supervised teller operations, cash controls and daily balancing for the branch.
- Reviewed new account documentation for identification and signature card accuracy.
- Handled customer complaints and escalated regulatory questions to the compliance officer.
Licensure and Certification
Certified Regulatory Compliance Manager, credential earned in 2015
Certified Anti Money Laundering Specialist, awarded 2016
Member, Pennsylvania Bankers Association compliance council
Education
Master of Business Administration, Duquesne University, 2013
Bachelor of Science in business, Indiana University of Pennsylvania, 2007
Graduate school of banking, University of Wisconsin, 2017
Core Skills
Compliance program governance · Financial crimes oversight · Fair lending analysis · Examination management · Issue remediation · Board committee reporting · Budget ownership · Team leadership · Vendor consolidation · Regulatory change management · Risk assessment · Policy approval