Kendra A. Stancil
Compliance Analyst, Retail banking
Kansas City, MO · (816) 555 0100 · name@example.com · linkedin.com/in/kendraastancil
Key Qualifications
EXPERIENCE
Six years of consumer compliance testing at regional banks
INDUSTRIES
Retail banking, mortgage lending, deposit operations
SPECIALTIES
Compliance monitoring, fair lending review, disclosure testing, issue tracking
SYSTEMS
Archer, Encompass, Fiserv, Tableau
CREDENTIALS
Certified Regulatory Compliance Manager
EDUCATION
Bachelor of Science in finance, University of Missouri Kansas City
Results at a Glance
640
Loan files
63%
Retraining four branch
28
Open compliance issues
Executive Summary
Consumer compliance analyst at a regional bank, testing lending and deposit products against federal regulation and writing the findings that go to the compliance committee. Six years in the discipline. Reads a loan file the way an examiner does, then explains the gap to the branch that created it.
Signature Achievements
- Tested 640 loan files a year against disclosure timing rules and found 41 errors before examiners could.
- Cut mortgage disclosure exceptions by 63 percent after retraining four branch lending teams.
- Built the fair lending comparative file review that the compliance committee now sees quarterly.
- Closed 28 open compliance issues in one year and validated each remediation with a second sample.
- Wrote the deposit account disclosure checklist used at all 34 branches.
Professional Experience
Compliance Analyst
Missouri Ridge Bank, Kansas City, MO 2022 to present
Analyst on a four person compliance team at a bank with 34 branches and 2.8 billion dollars in assets.
- Runs monitoring reviews of mortgage, automobile and deposit products against federal consumer rules.
- Documents findings, agrees remediation dates with business owners and tracks them to closure.
- Prepares the quarterly compliance report for the committee and the board.
- Reviews marketing material and disclosures before release.
- Answers business questions on new products before they reach the approval committee.
Compliance Associate
Blue Springs Savings Bank, Independence, MO 2020 to 2022
Associate supporting the compliance officer at a savings bank with nine branches.
- Collected mortgage application data and checked it for reporting accuracy.
- Reviewed adverse action notices for timing and reason accuracy.
- Maintained the regulatory change log and summarized updates for management.
Licensure and Certification
Certified Regulatory Compliance Manager, American Bankers Association
Member, Association of Certified Compliance Professionals
Education
Bachelor of Science in finance, University of Missouri Kansas City, 2019
Core Skills
Compliance monitoring · Disclosure testing · Fair lending review · Issue remediation tracking · Regulatory change management · Marketing review · Sample selection · Report writing · Branch training · Examination preparation