Compliance and AML scorecard templates
Banking and Financial Services
Compliance and AML scorecards for Banking and Financial Services: AML and CFT Manager, Chief Compliance Officer and Compliance Manager. These are full balanced scorecards rather than blank grids — the KPIs, targets, weightings and rating scale are already in place, ready to adjust to your own period. Free Excel files.
4 Compliance and AML scorecards
Compliance and AML scorecards — FAQs
Which Compliance and AML roles have a scorecard template?
AML and CFT Manager, Chief Compliance Officer, Compliance Manager, Senior Compliance Officer. Each has its own scorecard with KPIs written for that specific role.
Can I use a Compliance and AML scorecard for a different industry?
Yes. These are written for Banking and Financial Services, but the structure and most measures transfer to other industries — the KPI rows, targets and weightings are all editable.
How does the scoring work?
Rating % = (Actual − Base) ÷ (Stretch − Base) × 100, where Base = 0% and Stretch = 100%. Ratings are weighted by each KPI's Weight % and summed into an overall score. Only the yellow Actual cells need filling in — everything else calculates.
Can the templates be edited?
Yes. The KPIs, goals, targets and weightings are all editable, with dropdowns on direction, reporting frequency and target period, and cell comments explaining each column.